FENRA Exam Confidentiality

tamer hamed 12:54:00 AM
Exam Confidentiality
How serious is FINRA about protecting the surprise element in their exams?
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•    FINRA considers all of its Qualification Examinations to be    •

highly confidential. The removal from an examination center, re-

production, disclosure, receipt from or passing to any person, or use
•    •for study purposes of any portion of such Qualification Examin-

•    ation, whether of a present or past series, or any other use which •
would compromise the effectiveness of the Examinations and the
•    •
use in any manner and at any time of the questions or answers to
•    •the Examinations are prohibited and are deemed to be a violation •
•    of Rule 2110.    •
•    • • • • • • • • • • • • •
FINRA also explains that:
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•    An applicant cannot receive assistance while taking the examin-    •
ation. Each applicant shall certify to the Board that no assistance
•    •was given to or received by him during the examination.    •
•    • • • • • • • • • • • • •

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